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Page also exchanged e-mails with many probable traders wherever he confirmed the accuracy in the performance numbers in the promoting products.
From October 2017 right until October 2018, the AWC Letter proceeds, Mr. Page distributed internet marketing elements that contained materially inaccurate information and facts “to more than two dozen potential traders.” Moreover, he allegedly “exchanged e-mails with multiple prospective buyers through which he affirmed the precision with the Learn Fund’s functionality success as established forth during the Feeder Fund’s internet marketing elements.” FINRA states that traders in the Feeder Fund manufactured “seven different investments… totaling close to $one.
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Specially, Page distributed marketing and advertising resources for any hedge fund he fashioned to above 24 possible traders. The marketing and advertising product integrated overall performance numbers that substantially overstated the historic charge of return.
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Page verified more info the quantity’s accuracy Inspite of receiving facts that known as the precision of the numbers into issue. Subsequently, Page violated FINRA Rule 2010.
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